SM&CR - Conduct Rules for Senior Managers of Insurance Firms


From 10 December 2018, the revised Approved Persons Regime (APR) has been replaced by the Senior Managers & Certification Regime (SM&CR) for insurers.

This course will help you understand and comply both the new SM&CR Conduct Rules training and notification requirements for senior managers and the FMSA 2000 training requirements.

We cover the roles, responsibilities and Conduct Rules for senior staff in insurance organisations, with emphasis on ‘Tier 2’ Rules applicable to senior management.

Who is it for?

For compliance officers (CF10 and CF10a), senior managers (CF29), non-executive directors and those with responsibility for implementing the new training requirements in an insurance firm.

Learning Outcomes

  • Understanding the application of SM&CR to your business
  • How the Conduct Rules apply to the role of the Senior Manager
  • How to comply with FMSA S 64 requirements for training
  • How to comply with breach reporting requirements


One Day


£395 ex VAT